Niklas Roman Rowold
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niklas Roman Rowold, a licensed Responsible Officer with CE reference AWP694. Currently licensed at 1 firm(s): CVC Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2018-04-04 | present |
| CVC Asia Pacific Limited | RO | Type 4 - Advising on securities | 2018-04-04 | present |
| CVC Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2016-03-22 | 2018-04-04 |
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2016-03-22 | 2018-04-04 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2013-07-02 | 2016-02-05 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2013-07-02 | 2016-02-05 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-10 | 2013-07-02 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-10 | 2013-07-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-01-13 | 2012-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Niklas Roman Rowold during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.