Pui Kiu Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kiu Law (羅姵喬), a licensed Responsible Officer with CE reference AVA659. Currently licensed at 1 firm(s): Celera Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 9 - Asset management | 2022-10-17 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 4 - Advising on securities | 2021-04-23 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-06 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-04-23 | 2023-01-19 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-06 | 2023-01-19 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-07-19 | 2019-06-03 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-19 | 2019-06-03 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-19 | 2019-06-03 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-25 | 2018-06-08 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-25 | 2018-06-08 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-31 | 2017-10-25 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-31 | 2017-10-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-04 | 2017-05-12 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-04 | 2017-05-12 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-24 | 2014-05-10 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-24 | 2014-05-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-20 | 2012-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Kiu Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.