Linzhi Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linzhi Cai (蔡霖智), a licensed Responsible Officer with CE reference BHH998. Currently licensed at 2 firm(s): Central Wealth Asset Management Limited, Central Wealth Securities Investment Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-06-27 | present |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 9 - Asset management | 2021-07-16 | present |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-29 | present |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 - Advising on securities | 2019-07-29 | present |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-18 | 2023-04-04 |
| Central Wealth Futures Limited 中達期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-11-18 | 2023-04-04 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-20 | 2021-07-16 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-27 | 2019-11-18 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-06-27 | 2019-11-18 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-19 | 2019-07-29 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-19 | 2019-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Linzhi Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.