David Samuel Barlow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Samuel Barlow, CE reference AWF427. Currently licensed at 1 firm(s): Canaccord Genuity (Hong Kong) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-27 | present |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-27 | present |