Samson Lambert Lo
盧穗誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samson Lambert Lo (盧穗誠), a licensed Representative with CE reference APQ184. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-14 | 2010-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-09-14 | 2010-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-09-14 | 2010-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-09-14 | 2010-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-09-14 | 2010-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-09-14 | 2010-03-04 |