Shu-Wei Yeh
葉書維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Wei Yeh (葉書維), a licensed Representative with CE reference BGE406. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2017-12-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2017-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2017-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-09-18 | 2017-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-09-18 | 2017-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-18 | 2017-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-18 | 2017-05-22 |