Seng Bee Lim
林紳美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seng Bee Lim (林紳美), CE reference AAI542. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | present | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-10-18 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-10-18 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-12 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 9 — Asset management | present | 2005-01-12 |