Taizhi Tan
譚泰之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taizhi Tan (譚泰之), a licensed Representative with CE reference BCH565. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2023-10-12 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-29 | 2023-10-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-29 | 2023-10-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-29 | 2023-10-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-09-08 | 2018-02-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-09-08 | 2018-02-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-08 | 2018-02-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-15 | 2014-07-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-15 | 2014-07-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-11-15 | 2014-07-31 |