Kuan Ern Tan
陳光恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuan Ern Tan (陳光恩), a licensed Representative with CE reference AGO288. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2024-06-28 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2024-03-04 | 2024-03-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-06 | 2014-01-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-06 | 2014-01-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-06 | 2014-01-10 |