Carole Wai Ha Chau Mok
周莫慧霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carole Wai Ha Chau Mok (周莫慧霞), CE reference AAW712. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-27 |