Alex King Fai Chan
陳敬輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex King Fai Chan (陳敬輝), a licensed former licensee with CE reference BDY278. This person has 8.3 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-25 | 2026-09-25 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-25 | 2026-09-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-25 | 2026-09-25 |
| Augventive Limited | Rep | Type 4 - Advising on securities | 2024-12-09 | 2025-03-31 |
| Augventive Limited | Rep | Type 9 - Asset management | 2024-12-09 | 2025-03-31 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
RO | Type 4 - Advising on securities | 2021-12-08 | 2024-06-25 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
RO | Type 9 - Asset management | 2021-12-08 | 2024-06-25 |
| Brookfield Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2018-12-10 | 2019-11-29 |
| Brookfield Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2018-12-10 | 2019-11-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 - Advising on securities | 2016-09-29 | 2018-06-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 - Asset management | 2016-09-29 | 2018-06-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-24 | 2016-08-23 |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 |
RO | Type 9 - Asset management | 2014-10-10 | 2015-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex King Fai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.