Ka Shun Ting
丁嘉淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shun Ting (丁嘉淳), a licensed Representative with CE reference BOZ727. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2021-08-26 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-14 | 2021-04-30 |