Wai Kit Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Ng (伍偉傑), a licensed Responsible Officer with CE reference ABW873. Currently licensed at 1 firm(s): UCAP Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 9 - Asset management | 2023-09-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-29 | 2023-09-11 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-29 | 2023-09-11 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 - Asset management | 2023-08-29 | 2023-09-11 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-08 | 2023-03-13 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 - Advising on securities | 2022-06-08 | 2023-03-13 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 - Asset management | 2022-06-08 | 2023-03-13 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-12 | 2022-06-08 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-12 | 2022-06-08 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 9 - Asset management | 2022-05-12 | 2022-06-08 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-14 | 2022-04-29 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-14 | 2022-04-29 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-14 | 2022-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kit Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.