Wing Shan Ip
葉詠珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shan Ip (葉詠珊), CE reference AFA844. Currently licensed at 1 firm(s): UCAP Securities (HK) Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-13 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-13 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2021-05-13 | present |
| Ethivo Asset Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2018-10-19 | 2021-05-03 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2018-10-19 | 2021-05-03 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2018-10-19 | 2021-05-03 |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-17 | 2017-06-09 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-22 | 2017-06-09 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-22 | 2017-06-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-31 | 2013-01-16 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-31 | 2013-01-16 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-31 | 2013-01-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-27 | 2010-02-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-27 | 2010-02-24 |