Rachel Wan Yan Chan
陳韻因
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Wan Yan Chan (陳韻因), CE reference AUP390. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-27 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2011-07-04 |