Chengzong Gu
顧承宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengzong Gu (顧承宗), a licensed Representative with CE reference BEX934. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2022-02-08 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-02-10 | 2016-08-06 |