Kwok Ching Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ching Chan (陳國楨), a licensed Representative with CE reference BUB875. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-28 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-28 | present |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-27 | 2025-08-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-27 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-07 | 2024-12-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-07 | 2024-12-01 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ching Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.