Sawan Kumar

CE No. AZT670 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sawan Kumar, a licensed Representative with CE reference AZT670. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Hong Kong Limited Rep Type 6 - Advising on corporate finance 2016-12-19 present
UBS Securities Hong Kong Limited Rep Type 6 - Advising on corporate finance 2012-06-28 2016-12-18

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