Michael I-Chun Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael I-Chun Chen (陳懿群), a licensed Responsible Officer with CE reference ALQ824. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 17.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-29 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-08-29 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-08-29 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-23 | 2017-08-29 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-23 | 2017-08-29 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-23 | 2017-08-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-21 | 2017-05-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-21 | 2017-05-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-12-21 | 2017-05-22 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 4 - Advising on securities | 2014-12-08 | 2016-06-20 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-12-08 | 2016-06-20 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-14 | 2014-12-08 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-14 | 2014-12-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-09 | 2014-04-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-09 | 2014-04-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-09 | 2014-04-07 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-30 | 2013-08-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | 2013-08-02 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-25 | 2009-08-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-25 | 2009-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael I-Chun Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.