Soshila Keswani
馬雪蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soshila Keswani (馬雪蘭), CE reference AAA258. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-22 | present |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-15 | 2008-01-11 |
| Chow Tai Fook Life Insurance Company Limited 周大福人壽保險有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-24 | 2005-08-11 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-15 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-15 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-15 |