Kei Yip Au
區紀業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Yip Au (區紀業), CE reference AAE381. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-05-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-09 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-09 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-09 |