Sau Him Ip
葉守謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Him Ip (葉守謙), a licensed Responsible Officer with CE reference BOB380. Currently licensed at 1 firm(s): Prosper Global Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-21 | present |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-21 | present |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-19 | 2025-11-21 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-11-19 | 2025-11-21 |
| Resocore Securities Limited 晉峰證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-28 | 2025-10-31 |
| Resocore Asset Management Limited 晉峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-06 | 2025-10-31 |
| Resocore Asset Management Limited 晉峰資產管理有限公司 |
RO | Type 9 - Asset management | 2022-10-06 | 2025-10-31 |
| Resocore Securities Limited 晉峰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-05 | 2025-04-28 |
| Resocore Asset Management Limited 晉峰資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-08 | 2023-02-02 |
| Resocore Asset Management Limited 晉峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-17 | 2022-10-06 |
| Resocore Asset Management Limited 晉峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-17 | 2022-10-06 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2020-05-15 | 2022-04-06 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 9 - Asset management | 2020-05-15 | 2022-04-06 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-01 | 2020-05-15 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2019-02-28 | 2020-05-15 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Him Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Fei Fei Shum | Empyrean Management (Hong Kong) Limited | 2019–2022 |
| Jin Huang | Empyrean Management (Hong Kong) Limited | 2019–2022 |
| Heung Yan Kwok | Resocore Asset Management Limited | 2022–2025 |
| Oi Wan Law | Resocore Asset Management Limited | 2023–2024 |
| Wing Shing Chong | Resocore Securities Limited | 2022–2025 |
| Jovi Chi Wing Wong | Resocore Asset Management Limited | 2022–2023 |
| Yue Shing Mak | Resocore Securities Limited | 2022–2024 |
| Wan Man Hon | Prosper Global Asset Management Limited | 2025–present |
| Martin Leland Wong | Resocore Asset Management Limited | 2022–2023 |
| Xiaoli Lin | Resocore Asset Management Limited | 2023 |
| Jiuwei Yang | Prosper Global Asset Management Limited | 2026–present |
| Chao Hu | Resocore Asset Management Limited | 2022 |
| On Hong Lau | Resocore Asset Management Limited | 2025 |
| Chang Fei | Resocore Asset Management Limited | 2022 |
| Philip Fu Lap Chow | Resocore Asset Management Limited | 2022 |