Mendy Chi Man Ho
何志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mendy Chi Man Ho (何志文), CE reference ABX443. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-18 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2021-03-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-31 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2015-12-25 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-09-07 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-26 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-26 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-26 |