Ying Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Lui (呂盈), a licensed Responsible Officer with CE reference AMM444. Currently licensed at 1 firm(s): Polen Capital HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polen Capital HK Limited | RO | Type 1 - Dealing in securities | 2025-05-02 | present |
| Polen Capital HK Limited | RO | Type 4 - Advising on securities | 2017-04-20 | present |
| Polen Capital HK Limited | RO | Type 9 - Asset management | 2017-04-20 | present |
| Polen Capital HK Limited | RO | Type 1 - Dealing in securities | 2020-07-15 | 2021-09-16 |
| Polen Capital HK Limited | Rep | Type 4 - Advising on securities | 2015-01-29 | 2017-04-20 |
| Polen Capital HK Limited | Rep | Type 9 - Asset management | 2015-01-29 | 2017-04-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-26 | 2006-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.