Ka Fai Ho
何嘉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Ho (何嘉輝), CE reference AEE013. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-17 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-09 | 2020-02-07 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-12-06 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-08 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-08 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2014-12-06 |