Shaoping Lai

賴少萍
CE No. BAG440 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoping Lai (賴少萍), CE reference BAG440. Currently licensed at 1 firm(s): Prudence Investment Management (Hong Kong) Limited. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Prudence Investment Management (Hong Kong) Limited
方圓基金管理(香港)有限公司
Rep Type 4 — Advising on securities 2025-10-16 present
Prudence Investment Management (Hong Kong) Limited
方圓基金管理(香港)有限公司
Rep Type 9 — Asset management 2025-10-16 present
Prudence Investment Management (Hong Kong) Limited
方圓基金管理(香港)有限公司
Rep Type 1 — Dealing in securities 2017-07-27 2018-09-21
Prudence Investment Management (Hong Kong) Limited
方圓基金管理(香港)有限公司
Rep Type 4 — Advising on securities 2017-07-27 2018-09-21
Prudence Investment Management (Hong Kong) Limited
方圓基金管理(香港)有限公司
Rep Type 9 — Asset management 2017-07-27 2018-09-21
Guoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司
Rep Type 4 — Advising on securities 2012-10-05 2013-09-19

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