Yang Cao
曹阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Cao (曹阳), a licensed Representative with CE reference BHN783. Currently licensed at 1 firm(s): Principal Asset Management Company (Asia) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-13 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2024-11-13 | present |
| Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-14 | 2023-09-04 |
| Mighty Divine Investment Management Limited | Rep | Type 9 - Asset management | 2020-06-01 | 2021-10-22 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-24 | 2019-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.