Martin Kin Yeung Lau
劉健洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kin Yeung Lau (劉健洋), CE reference AXX232. Currently licensed at 2 firm(s): Principal Asset Management Company (Asia) Limited, Principal Trust Company (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-15 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-15 | present |
| Principal Trust Company (Asia) Limited 信安信託(亞洲)有限公司 |
RO | Type 13 — Providing depositary services for relevant CIS | 2024-10-02 | present |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2012-06-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-22 | 2012-06-16 |