Martin Kin Yeung Lau
劉健洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kin Yeung Lau (劉健洋), a licensed Responsible Officer with CE reference AXX232. Currently licensed at 2 firm(s): Principal Asset Management Company (Asia) Limited, Principal Trust Company (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 13 - Providing depositary services for relevant CIS. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-15 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-15 | present |
| Principal Trust Company (Asia) Limited 信安信託(亞洲)有限公司 |
RO | Type 13 - Providing depositary services for relevant CIS | 2024-10-02 | present |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2012-06-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-22 | 2012-06-16 |