Stephen Lai Hung Cheng
鄭禮鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Lai Hung Cheng (鄭禮鴻), CE reference AAB447. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-12 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-12 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-18 | 2021-08-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2021-08-13 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-11 | 2008-04-15 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-25 | 2008-02-23 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 7 — Providing automated trading services | 2003-09-25 | 2008-02-23 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-25 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |
| Youyu Credit Limited 有魚信貸有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| Youyu Credit Limited 有魚信貸有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| Youyu Credit Limited 有魚信貸有限公司 |
RO | Type 9 — Asset management | present | 2003-08-01 |