Wing Hong Chow
周永康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Hong Chow (周永康), CE reference ACI634. Currently licensed at 1 firm(s): Prime Courage Securities Company Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime Courage Securities Company Limited 安裕證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-27 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-25 | 2012-12-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-09 | 2007-01-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |