Shen-Tzu Wang
王慎孜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shen-Tzu Wang (王慎孜), CE reference BGT533. Currently licensed at 1 firm(s): Poseidon Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Poseidon Capital Limited | RO | Type 4 — Advising on securities | 2023-03-20 | present |
| Poseidon Capital Limited | RO | Type 9 — Asset management | 2022-01-12 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-12-29 | 2018-10-08 |