Xia Chen

陳夏
CE No. BQI717 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Chen (陳夏), a licensed Responsible Officer with CE reference BQI717. Currently licensed at 1 firm(s): Prominence Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.4 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Prominence Investment Management Limited
永坤資産管理有限公司
RO Type 4 - Advising on securities 2026-09-03 present
Prominence Investment Management Limited
永坤資産管理有限公司
RO Type 9 - Asset management 2026-09-03 present
Prominence Investment Management Limited
永坤資産管理有限公司
Rep Type 4 - Advising on securities 2024-06-12 2026-09-03
Prominence Investment Management Limited
永坤資産管理有限公司
Rep Type 9 - Asset management 2024-06-12 2026-09-03

Related