Siu Kwan Ching
程紹鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwan Ching (程紹鈞), CE reference AAD695. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-24 | present |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2021-02-16 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-17 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-17 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-17 |