Edward Wai Hong Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Wai Hong Lam (林偉康), a licensed Responsible Officer with CE reference AFU656. Currently licensed at 2 firm(s): Austrax Securities Limited, Austrax Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.5 years of SFC licence history. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austrax Securities Limited 南強證券有限公司 |
RO | Type 4 - Advising on securities | 2025-04-28 | present |
| Austrax Securities Limited 南強證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-29 | present |
| Austrax Asset Management Limited 南強資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-14 | present |
| Innovax Futures Limited 創陞期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-28 | 2025-08-13 |
| Austrax Securities Limited 南強證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-29 | 2025-04-28 |
| Austrax Securities Limited 南強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-14 | 2018-03-29 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-09-27 | 2017-11-24 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2017-09-27 | 2017-11-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-08-22 | 2017-11-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2014-08-22 | 2017-11-24 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-01-20 | 2017-09-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-28 | 2017-11-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-01-02 | 2014-08-22 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-11-28 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-08-22 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2004-03-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-11 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-11 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edward Wai Hong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.