Dillon Tate McNiven
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dillon Tate McNiven, a licensed Responsible Officer with CE reference AVJ371. Currently licensed at 1 firm(s): Instinet Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 7 - Providing automated trading services. This person has 16.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-06 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 - Advising on securities | 2020-07-06 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 - Providing automated trading services | 2020-07-06 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-02 | 2020-07-06 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-02 | 2020-07-06 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-07-02 | 2020-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dillon Tate McNiven during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.