Helen Cheuk Yee Lo
勞婥頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Cheuk Yee Lo (勞婥頤), CE reference ANA705. Currently licensed at 1 firm(s): Imagi Brokerage Limited. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | Type 1 — Dealing in securities | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 2 — Dealing in futures contracts | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 4 — Advising on securities | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 5 — Advising on futures contracts | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 9 — Asset management | 2021-05-24 | present |
| Lindale Capital Limited | RO | Type 9 — Asset management | 2020-09-24 | 2021-04-23 |
| Lindale Capital Limited | RO | Type 1 — Dealing in securities | 2020-09-10 | 2021-04-23 |
| Lindale Capital Limited | RO | Type 4 — Advising on securities | 2020-09-10 | 2021-04-23 |
| Lindale Capital Limited | Rep | Type 9 — Asset management | 2020-08-31 | 2020-09-24 |
| Lindale Capital Limited | Rep | Type 1 — Dealing in securities | 2020-08-07 | 2020-09-10 |
| Lindale Capital Limited | Rep | Type 4 — Advising on securities | 2020-08-07 | 2020-09-10 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-18 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-24 | 2020-05-18 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-24 | 2020-05-29 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-24 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-24 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-24 | 2020-05-29 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-10 | 2019-12-24 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-14 | 2019-11-25 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2019-11-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-26 | 2019-08-19 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-26 | 2019-08-19 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-11 | 2019-07-02 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-26 | 2019-07-02 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-27 | 2019-07-02 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-07-31 | 2017-04-22 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-31 | 2017-04-22 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-02 | 2008-07-11 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-10 | 2008-07-11 |