Helen Cheuk Yee Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Cheuk Yee Lo (勞婥頤), a licensed Responsible Officer with CE reference ANA705. Currently licensed at 1 firm(s): Imagi Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | Type 1 - Dealing in securities | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 2 - Dealing in futures contracts | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 4 - Advising on securities | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 5 - Advising on futures contracts | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 9 - Asset management | 2021-05-24 | present |
| Lindale Capital Limited | RO | Type 9 - Asset management | 2020-09-24 | 2021-04-23 |
| Lindale Capital Limited | RO | Type 1 - Dealing in securities | 2020-09-10 | 2021-04-23 |
| Lindale Capital Limited | RO | Type 4 - Advising on securities | 2020-09-10 | 2021-04-23 |
| Lindale Capital Limited | Rep | Type 9 - Asset management | 2020-08-31 | 2020-09-24 |
| Lindale Capital Limited | Rep | Type 1 - Dealing in securities | 2020-08-07 | 2020-09-10 |
| Lindale Capital Limited | Rep | Type 4 - Advising on securities | 2020-08-07 | 2020-09-10 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-18 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-24 | 2020-05-18 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-24 | 2020-05-29 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-12-24 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-12-24 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-12-24 | 2020-05-29 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-10 | 2019-12-24 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-14 | 2019-11-25 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-23 | 2019-11-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-26 | 2019-08-19 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-26 | 2019-08-19 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-11 | 2019-07-02 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-26 | 2019-07-02 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-27 | 2019-07-02 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2008-07-31 | 2017-04-22 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-31 | 2017-04-22 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-02 | 2008-07-11 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-10 | 2008-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Helen Cheuk Yee Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| King Wai Cheng | Nerico Brothers Limited | 2008–2017 |
| Ka Lai Koo | Imagi Brokerage Limited | 2021–present |
| Ying Ki Leung | Nerico Brothers Limited | 2008–2017 |
| Lai Yung Chung | Nerico Brothers Limited | 2008–2016 |
| Fu Kin Dodphen Tang | Nerico Brothers Limited | 2009–2016 |
| Yeung Juune Lo | Nerico Brothers Limited | 2009–2017 |
| Wing Hon Mok | Nerico Brothers Limited | 2008–2017 |
| Ester Yuk Kan Lam | Nerico Brothers Limited | 2008–2017 |
| Shuh Po Lee | Nerico Brothers Limited | 2008–2017 |
| Siu Wing Chan | Nerico Brothers Limited | 2008–2017 |
| Kwok Wah Choi | Nerico Brothers Limited | 2008–2017 |
| Ki Wah Lau | Nerico Brothers Limited | 2008–2017 |
| Grand Bing Kwan Tong | Nerico Brothers Limited | 2008–2017 |
| Hanson Wing Hong Yu | Nerico Brothers Limited | 2008–2017 |
| Ka Ho Lam | Nerico Brothers Limited | 2010–2017 |
| Wai Hong Cho | Nerico Brothers Limited | 2009–2016 |
| Tacky Man Tat Cheng | Imagi Brokerage Limited | 2021–2024 |
| Chi To Lung | Nerico Brothers Limited | 2008–2017 |
| Siu Wai Ho | Nerico Brothers Limited | 2009–2017 |
| Ka Chung Chan | Nerico Brothers Limited | 2009–2017 |