Tsz Wan Vivian Tsoi
蔡芷韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wan Vivian Tsoi (蔡芷韻), CE reference BFU951. Currently licensed at 1 firm(s): Innovax Asset Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Asset Management Limited 創陞資產管理有限公司 |
RO | Type 9 — Asset management | 2024-10-14 | present |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-29 | 2024-10-14 |
| Soul Ventures Investment Limited |
RO | Type 9 — Asset management | 2022-12-01 | 2024-03-15 |
| Soul Ventures Investment Limited |
Rep | Type 9 — Asset management | 2022-10-31 | 2022-12-01 |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-31 | 2022-09-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-25 | 2017-08-18 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2016-11-25 | 2017-08-18 |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-09-06 | 2016-09-15 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-17 | 2016-09-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-15 | 2015-09-02 |