Lap Sun Li
李立新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Sun Li (李立新), a licensed former licensee with CE reference ABH763. This person has 23.0 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austrax Asset Management Limited 南強資產管理有限公司 |
RO | Type 9 - Asset management | 2017-04-13 | 2026-08-21 |
| Funde Investment Management Limited 富德投資管理有限公司 |
RO | Type 9 - Asset management | 2007-06-14 | 2017-03-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-10-11 | 2007-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-09-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-09-21 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Sun Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Kin Yim | Funde Investment Management Limited | 2007–2017 |
| Edward Wai Hong Lam | Austrax Asset Management Limited | 2017–2026 |
| Xiaopeng Ge | Austrax Asset Management Limited | 2018–2026 |
| Hin Pong So | Austrax Asset Management Limited | 2017–2025 |
| Tsz Wan Vivian Tsoi | Austrax Asset Management Limited | 2020–2026 |
| Andy Wai Hung Lam | Austrax Asset Management Limited | 2022–2025 |
| Wai Lun Kam | Austrax Asset Management Limited | 2023–2024 |
| Sui Fong Cheung | Austrax Asset Management Limited | 2025–2026 |
| Chun Keung Chan | Austrax Asset Management Limited | 2025–2026 |
| Kon Man Lau | Austrax Asset Management Limited | 2025–2026 |
| Wai Kei Mok | Austrax Asset Management Limited | 2026 |
| Hing Keung Kong | Austrax Asset Management Limited | 2023 |
| Boon Yew Lim | Austrax Asset Management Limited | 2022 |
| Iris Lai Ling Yeung | Funde Investment Management Limited | 2017 |
| Kai Chong Ng | Austrax Asset Management Limited | 2026 |
| Junhui Li | Austrax Asset Management Limited | 2017 |