Nicholas Hallam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Hallam, CE reference BIM618. Currently licensed at 1 firm(s): Instinet Pacific Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-20 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-20 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2025-06-20 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-09-13 | 2025-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-09-13 | 2025-03-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-09-13 | 2025-03-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-03 | 2022-05-26 |