Calvin Siu Kuen Poon
潘兆權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Siu Kuen Poon (潘兆權), CE reference AFR783. Currently licensed at 1 firm(s): Innovax Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-08 | present |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-02-25 | present |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-09-13 | 2015-02-18 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-01-17 | 2006-09-13 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-12-17 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |