Wai Kin Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Ho (何偉健), a licensed Responsible Officer with CE reference AYZ335. Currently licensed at 2 firm(s): Imperium International Asset Management Limited, Imperium International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-11-04 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-11-04 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 - Advising on securities | 2017-12-18 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-28 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-28 | present |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-06-28 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-30 | 2016-06-28 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-30 | 2016-06-28 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2012-05-14 | 2013-04-15 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2012-03-05 | 2013-04-15 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-05 | 2013-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.