Wai Man Kam
甘偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Kam (甘偉民), a licensed Responsible Officer with CE reference AEI210. Currently licensed at 1 firm(s): Austrax Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.4 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austrax Capital Limited 南強資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-15 | present |
| Austrax Capital Limited 南強資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-04-19 | present |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-22 | 2022-02-15 |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-22 | 2017-04-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-10 | 2017-02-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-10 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-09-24 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-12-08 | 2007-09-24 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-11-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.