Segundo Willy Sam Chang
沈維理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Segundo Willy Sam Chang (沈維理), CE reference AHE451. Currently licensed at 1 firm(s): Innovax Capital Limited. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-02-04 | present |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-13 | 2025-06-06 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 9 — Asset management | 2025-03-13 | 2025-06-06 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-14 | 2025-03-13 |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-14 | 2025-03-13 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2024-07-25 | 2025-01-24 |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 9 — Asset management | 2024-07-25 | 2025-01-24 |
| AccFin Corporate Finance Limited 安里融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-01-22 | 2024-07-24 |
| Huafu International Finance Limited 華福國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-15 | 2023-05-15 |
| Huafu International Finance Limited 華福國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-05 | 2021-09-15 |
| Cedarlake Global International Limited 錦沄環球國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-24 | 2020-09-01 |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-15 | 2019-04-03 |
| AccFin Corporate Finance Limited 安里融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-05-19 | 2017-11-30 |
| Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2015-10-12 | 2016-02-19 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-11 | 2015-09-01 |
| Hooray Capital Limited 好盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-11 | 2015-09-01 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-05 | 2014-07-31 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-02 | 2013-12-05 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-07 | 2013-07-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-18 | 2010-11-17 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-30 | 2010-11-17 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-10 | 2009-05-11 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-18 | 2009-05-11 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-13 | 2007-07-09 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-12 | 2007-07-09 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-02 | 2006-09-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-06 | 2006-09-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-06 | 2006-09-12 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-10-06 | 2004-03-18 |