Kon Man Lau
劉幹文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kon Man Lau (劉幹文), a licensed former licensee with CE reference AZG706. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Asset Management Limited 創陞資產管理有限公司 |
RO | Type 9 - Asset management | 2025-06-10 | 2026-05-22 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-21 | 2024-10-31 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-21 | 2024-10-31 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-01 | 2022-04-21 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-01 | 2022-04-21 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-26 | 2017-02-15 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-26 | 2017-02-15 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-09 | 2016-09-26 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-09 | 2016-09-26 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-09 | 2016-09-26 |