Tao Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Lu (盧濤), a licensed Representative with CE reference AZP070. Currently licensed at 1 firm(s): Instinet Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 7 - Providing automated trading services. This person has 13.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-05 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-12-05 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-16 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-07 | 2019-08-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-01 | 2014-06-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-06-01 | 2014-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.