Christopher Chi Hang So
蘇智恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chi Hang So (蘇智恆), CE reference ADW540. Currently licensed at 1 firm(s): Instinet Pacific Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-16 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2024-10-16 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-04 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-25 | 2024-09-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-25 | 2024-09-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-19 | 2019-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-03 | 2019-03-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-08-03 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-08-03 | 2013-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2006-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2006-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-12-02 |