Yu Shum
沈裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Shum (沈裕), CE reference ATP169. Currently licensed at 1 firm(s): IPP Financial Advisers Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | present |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-29 | present |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-28 | 2011-01-02 |