Yu Shum
沈裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Shum (沈裕), a licensed Representative with CE reference ATP169. Currently licensed at 1 firm(s): IPP Financial Advisers Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.6 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-29 | present |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-29 | present |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-28 | 2011-01-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.