James Shannon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Shannon, CE reference BKA517. Currently licensed at 1 firm(s): Indus Capital Advisors (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-07-17 | present |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2020-07-17 | present |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-07-17 | present |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2020-07-17 | present |