Erica Wai Yan Ling
凌偉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erica Wai Yan Ling (凌偉欣), CE reference AXM306. Currently licensed at 1 firm(s): Innovax Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-23 | present |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-12 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-23 | 2022-02-23 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-23 | 2017-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-30 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-27 | 2016-11-30 |