Yu Shang
尚鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Shang (尚鈺), CE reference BPD643. Currently licensed at 2 firm(s): ICBC International Capital Limited, ICBC International Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-18 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-18 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-18 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-18 | present |